PSR INTERVIEWS #13: Normativity in Realist Legitimacy – Ben Cross

Ostensibly ambitious moral values may have regressive ideological functions.  It is not hard to see how moralist legitimation narratives about freedom, equality, and human rights have provided ideological support for Western interventions in Afghanistan, Iraq, and elsewhere” – says Ben Cross in this interview. You can learn more about normativity, moralism and realism in his PSR article, Normativity in Realist Legitimacy.

PSR: What are the key distinctions between moralist and realist views on normativity and legitimacy that you identify?

I think the fundamental difference stems from views about the epistemic merits of morality. 

Realists seem to be committed to the view that:

  1. some or all of what is usually called ‘morality’ – call it “S-morality” – rests on epistemically dubious assumptions. 
  2. at a minimum, S-morality includes what Bernard Williams calls “the morality system” (which is especially concerned with the notion of moral obligation and the assignment of responsibility and blame), as well as most of the moral principles that moralist theories of legitimacy typically appeal to. 

Moralists will at least reject ii), and possibly also i). 

In light of i) and ii), realists take themselves to have reason to ensure that their normative claims – including their normative claims about legitimacy – do not appeal to S-morality. 

How do realists set their standards of politics, while not appealing to a “morality that is prior to politics”?

Realists typically make one of two non-mutually exclusive moves here.  First, they claim that politics is conceptually distinct from certain other kinds of human interaction such as war or terror.  Second, they claim that the practice of political institutions seems somewhat teleologically geared towards certain purposes, notably providing stability and facilitating collective decision-making. 

Each of these two moves can be used to identify standards of “good politics”.  For example, if politics is teleologically geared towards providing stability, then it might be claimed that one important standard for assessing the goodness of political order is its stability. 

Neither of these two moves appeals to any kind of morality.  But note also that, by themselves, they are not obviously normative at all.  They might help us identify what counts as “good politics”, but they don’t clearly explain why we have a reason to pursue “good politics”. 


What are the pillars of a moralist critique of a realist critique of the morality system? Is there any universal model of morality that it refers to?

Perhaps the most common moralist objection to realism is that the various theories of “good politics” that realists propose can only have normative force if they appeal to morality.  By itself, this objection does not fault realists for failing to embrace any particular universal model of morality.  Rather, it faults them for being inconsistent.  If the objection is correct, realists can make normative judgments or avoid appealing to morality, but they can’t do both. 

I think realists can respond to this objection in one of two ways.  First, they can argue that there are certain forms of morality that are not S-morality, and hold that the normative force of their ideas of “good politics” can be explained in terms of these forms of morality.  Second, they can argue that their normative force can be explained without reference to any kind of morality at all.  For example, perhaps “good politics” is instrumentally valuable: it helps us get what we want. 

Williams-premise holds that there is a conceptual distinction between politics and war, and that this conceptual distinction can only be maintained if we suppose that politics takes the form of legitimate politics.  It thus identifies “good politics” with political legitimacy

What’s the idea behind of a so-called “Williams-premise”?

What I call the Williams-premise emphasises the first of the two moves I referred to in my answer to the second question.  It holds that there is a conceptual distinction between politics and war and that this conceptual distinction can only be maintained if we suppose that politics takes the form of legitimate politics.  It thus identifies “good politics” with political legitimacy. 

A challenge for realists who accept the Williams-premise is to then explain why political legitimacy is something that is desirable.  Without such an explanation, it is unclear that these realists can articulate a theory of legitimacy that is normative

You mention ‘concessive realism’ as well as ‘naturalist realism’ – would you elaborate on the differences between these two approaches?

Concessive realism responds to the above challenge by narrowing its aims.  It holds that realism only aims to establish the truth of the Williams-premise without appealing to morality.  It is content to delegate the task of explaining the desirability of political legitimacy to morality. 

Naturalist realism, unlike concessive realism, seeks to show that political legitimacy is desirable without thereby appealing to S-morality.  It tries to do this by asserting what I call the “naturalist premise”: avoiding politics is not a real option for human being because politics is necessary to secure certain basic goods that we all desire for ourselves. 

Ostensibly ambitious moral values may have regressive ideological functions.  It is not hard to see how moralist legitimation narratives about freedom, equality, and human rights have provided ideological support for Western interventions in Afghanistan, Iraq, and elsewhere. 

How would you define the realist approaches to legitimacy with, for instance, the current situation in Afghanistan? How would it differ from a moralist approach?

Here is a crude but potentially helpful way of illustrating things. 

I think moralists, most of whom are liberals, would likely view the recently collapsed Islamic Republic of Afghanistan as legitimate because it embodied certain important liberal democratic moral norms (albeit imperfectly).  For example, it had a broadly liberal constitution, and it gave citizens the right to vote.  Realists, however, would likely be more inclined to regard it as suffering from a severe legitimation deficit, simply because it never fully succeeded in creating stable political order or obtaining sufficient support from its citizens. 

By contrast, I expect most moralists would regard the recently re-established Islamic Emirate of Afghanistan (i.e. the Taliban government) as necessarily illegitimate because it does not, by and large, embody liberal moral values.  Realists, however, would hold that it could conceivably become legitimate, even though it rejects liberal moral values if it were to implement stable political order and provide citizens with a justification for its power that generally makes sense to them.  Admittedly, this “if” appears likely to be counterfactual. 

Are there any other practical examples that would help us to understand a major difference between the two approaches?

The above example may create the impression that realists are more pessimistic than moralists about what is politically possible and are thus willing to settle for less ambitious political goods.  There is a sense in which this might be true.  Stable political order is a necessary condition for people to have access to basic goods, services and protections.  Its existence is clearly very important to citizens’ interests.  Risking political stability in order to pursue liberal reforms may endanger these interests. 

However, there are at least two points to bear in mind which may complicate this impression.  First, stable political order is often a very demanding goal.  Marxists, for example, may claim that capitalism is inherently unstable and that the only route to lasting political stability goes through proletarian revolution.  Second, ostensibly ambitious moral values may have regressive ideological functions.  It is not hard to see how moralist legitimation narratives about freedom, equality, and human rights have provided ideological support for Western interventions in Afghanistan, Iraq, and elsewhere. 

What are the key contributions your article brings to the field?

My article has more mundane and modest goals than my answer to the previous question would suggest.  It takes a step towards showing how realist theories of legitimacy can be internally consistent – that is, they can be normative without relying on S-morality.  It may also help us better understand what the underlying motivating concern of realist theories of legitimacy is.  Why should we care about political legitimacy?  What needs, interests, or desires are served by having political institutions that are legitimate, rather than illegitimate?  Answers to these questions may further enable us to see what place the concept of political legitimacy might have in political philosophy and the extent to which it is a concept worthy of continuing analysis and application. 

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Article: Cross, Ben (2020), Normativity in Realist Legitimacy, Political Studies Review.

ABOUT

Ben Cross is a postdoctoral research fellow in the School of Philosophy at Wuhan University. His research interests include political realism, legitimacy, and critical theory.

Questions and production

Dr Eliza Kania, PSR/Brunel University London

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Podcast #16: Sexual Predators in Contest for Public Office: How the American Electorate Responds to News of Allegations of Candidates Committing Sexual Assault and Harassment- Stephanie Stark

“We find that Democrats are significantly less likely to support a candidate that faces such allegations. Republicans do not strongly penalize candidates facing allegations of sexual assault or harassment, especially if the candidate is identified as a Republican” – Stephanie Stark speaks about a study, she conducted with Sofía Collignon, analysing the effect that allegations of sexual assault or harassment have on the electoral success of American politicians. 

This short podcast is based on a PSR article: Sexual Predators in Contest for Public Office: How the American Electorate Responds to News of Allegations of Candidates Committing Sexual Assault and Harassment by Stephanie Stark and Sofía Collignon.

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Article: Stark S., Collignon S. (2021), Sexual Predators in Contest for Public Office: How the American Electorate Responds to News of Allegations of Candidates Committing Sexual Assault and Harassment, Political Studies Review 2021

Stephanie Stark obtained her Master’s in Media, Power and Public Affairs from the Department of Politics and International Relations at Royal Holloway, University of London (2018). She is a digital communications strategist who has been advising on and creating digital media campaigns for non-profit organizations, political campaigns and elected officials in New York and London for a decade.

Dr Sofia Collignon is a Lecturer in Political Communication at the Department of Politics and International Relations at Royal Holloway, University of London. She is Co Investigator in the ESCR-funded Representative Audit of Britain project, part of Parliamentary Candidates UK and Principal Investigator in the Survey of Local Candidates in England. Her main research focuses on include the study of candidates, elections and parties, in particular on the harassment and intimidation of political elites and violence against women in politics.

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Dr Eliza Kania, Brunel University London

PSA Annual Lecture 2021: Frozen Out? Political Science in a Heating World – Professor Robyn Eckersley

Listen to the PSA Annual Lecture 2021: Frozen Out? Political Science in a Heating World with Professor Robyn Eckersley from the University of Melbourne, chaired by Emma Vardy. The event took online on Tuesday 2nd November 2021 at 7 pm GMT.



As organisers explain:

This lecture will draw out what is at stake at COP26 in Glasgow against the backdrop of the larger civilisational challenge of global heating. It will offer some reflections on the impact and role of political science and what it has to offer in the face of this challenge.

Professor Eckersley’s lecture will be followed by a Q&A session where audience members will be able to participate by submitting their questions for discussion.

Professor Robyn Eckersley is Redmond Barry Distinguished Professor in the Discipline of Political Science, School of Social and Political Sciences at the University of Melbourne and a Fellow of the Academy of the Social Sciences in Australia since 2007. She has published widely in the fields of environmental politics, political theory and international relations with a special focus on the ethics, politics and governance of climate change.

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Emma Vardy is Ireland Correspondent BBC News and the Political Studies Association Journalist of the Year & RTS Award winner

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Should you have any queries about this event, please email events@psa.ac.uk and we will be happy to help.

Never Mind The Bar Charts : Justin Fisher on the role of money in British politics

Listen to a podcast “Money and British politics – the good, the bad and the ugly” – this recording is a bit longer than PSR productions, but it’s definitely worth your time.

Professor Justin Fisher, one of the country’s leading experts on the topic and PSR’s Lead Editor goes inside political parties.

Issue 4/2021: populism, social movements, elites and more

The whole issue4/2021 can be found here.

CONTENTS

ARTICLES

State of the Art

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PSR INTERVIEWS #12: The Electoral Connection Revisited – Corentin Poyet and Mihail Chiru

Personalization, usually defined as an increased relevance of individual politicians at the expense of parties over time, manifests itself at institutional, media and behavioural levels” – claim Corentin Poyet and Michail Chiru in their PSR Article. Learn about this intriguing political phenomenon and its influence on electoral systems, candidate selection and party leadership selection processes, behavioural as well as media personalization. A fuller analysis of these topics can be found in the PSR article: The Electoral Connection Revisited: Introduction to the Special Issue

PSR: How would you define the personalization of politics?

Mihail Chiru, Corentin Poyet: The literature has given various definitions of the personalization of politics, depending also on the level at which this phenomenon has been theorized. We adhere to an understanding of personalization as an increased relevance of individual politicians at the expense of parties over time, acknowledging that this can manifest itself in behavioural patterns of politicians and voters, through reforms of political institutions or at the level of the media. This phenomenon goes hand in hand with the crisis of collective representation and the decline of trust in parties, being also enabled by technological changes. In the special issue, we concentrate on understanding better one dimension of decentralized personalization, that is personalization focused on regular politicians, not party leaders. We do so by examining the institutional and contextual correlates of Members of Parliament (MPs) engagement in cultivating a personal vote, and by assessing whether such efforts are rewarded by voters in very diverse settings.

You focused on five European countries: Finland, France, Romania, Italy and Hungary. What has determined your selection?

The literature on the topic is mainly country-specific, and the few comparative works rarely include cases from Central and Eastern Europe. With our selection, we wanted to assess the correlates and electoral consequences of behavioural personalization in countries that have very different institutional designs and party systems, have achieved different levels of democratic consolidation and in which electoral system reforms went in opposite directions regarding the levels of personalization (e.g. Italy and Romania). The case selection also enabled us to show that legislators’ efforts aimed at personal vote-seeking happen sometimes even in the absence of electoral system incentives (the case of Italy), or in the context of legislatures highly controlled by parties (the case of France).

What are the key factors in the three major strategies for cultivating a personal vote: position-taking, credit claiming and advertising?

The three major strategies are not mutually exclusive but complementary. Position-taking refers to the use of parliamentary instruments (speeches, questions, legislative motions, roll-call votes etc.) by MPs to express a personal position that usually mirrors the perceived preferences of the constituents. The critical element here is that these positions can be different from or even contradict the positions of the legislator’s party and thus jeopardize the unity and goals of the party.

Credit claiming has the aim of making constituents believe that the MP is responsible for a positive outcome, i.e. an increase in the welfare of the district or the adoption of a popular policy. This can be achieved in various ways and it does not necessarily imply the presence of tangible benefits. For example, parliamentary questions – that are studied in four papers of the special issue, rarely result in immediate policy changes or allocation of funds towards districts but MPs can still claim credit for having put the issue on the agenda and contributed towards solving the problem.

Finally, advertising is about actions that MPs take to increase their name recognition and create a favourable image. Here, the content of the message is less critical, but it usually has to do with the personal characteristics of the MPs that are appealing to the constituents and facilitate name recall such as their experience, their ties with the district or their socio-economic background.  

The articles in the special issue show that the adoption of these strategies depends both on the characteristics of the legislators and their districts and on features of their parties (e.g. government-opposition status, type of candidate selection).

In the special issue, we concentrate on understanding better one dimension of decentralized personalization, that is personalization focused on regular politicians, not party leaders.

You asked whether personal vote-seeking efforts get noticed and rewarded by voters? What do your findings show?

This is a question widely discussed in the literature, but evidence for a personal vote is rare. Two of the articles in the Special Issue are relevant for this discussion. Zsofia Papp shows that Hungarian voters from rural districts reward interpellations that deal with agriculture, when this policy area has great salience, and during times of high governmental unpopularity. Conversely, she finds that MPs can lose a significant number of votes by asking agricultural interpellations when they represent an urban area. David Arter draws on the case of Finland to show that even in institutional contexts generally perceived as conducive to intra-party competition (open list PR under a high party magnitude), candidates gain most of their votes from their home municipality, a finding which can be interpreted as evidence for voters rewarding local ties.

Have you spotted any particularly interesting country-specific trends of party decline and political personalization?

Declining rates of party membership, growing dissatisfaction with democracy and electoral volatility have become distinctive features of European political systems in the past decades, and in this respect, we see an unwelcome convergence of Western and Central and Eastern European democracies. One route politicians have followed to try to address these issues was to give voters and rank and file party members a stronger say in who gets nominated or elected for public or party office. This was done via institutional personalization reforms that have adopted more candidate-centred electoral systems or have made candidate selection and/or party leadership selection processes more inclusive through the introduction of primaries.

Interestingly, the special issue shows not only that behavioural personalization can be facilitated by institutional personalization reforms, but also that personal vote-seeking behaviours survive even when the electoral incentives for them vanish. The cases studies analyzing the determinants of constituency service in Romania and Italy following electoral reforms that have gone in opposite directions are revealing in this respect.

In Romania, the personalization of the electoral system has increased the incentives for MPs to cater to territorial interests and engage more in constituency service. Mihail Chiru’s analyses show that the 2008 electoral reform has led to a substantial increase in the share of parliamentary questions inspired by allocation responsiveness. On the other hand, in Italy, the 2005 electoral reform abolished single-member districts and introduced the most party-centred electoral system possible: closed list Proportional Representation. In his article, Federico Russo is able to illustrate that despite the absence of electoral system incentives, Italian MPs still devote considerable time to constituency service and this is driven mostly by personal motivations rooted in past local political experience and biographical ties with the constituency.

Interestingly, the special issue shows not only that behavioural personalization can be facilitated by institutional personalization reforms, but also that personal vote-seeking behaviours survive even when the electoral incentives for them vanish

What are the key contributions your article brings to the field?

A critical contribution of the special issue is its ability to illustrate that personal vote seeking behaviors are not an exception in European legislatures but a rather common feature, regardless of the institutional settings in which the legislators operate and of the levels of democratic experience of their polities. In doing so, the articles in the collection also empahsize the relevance of factors which have been largerly disregarded by the continental legislative studies literature, such as the role of district features.

A second key contribution of the special issue is to show that, although behavioural personalization is frequently perceived as a potentially disruptive and destabilizing factor, in all the five cases analyzed, parties managed to maintain a key role in the way individual responsiveness works and in how individual voter-politician linkages are concretely established. David Arter’s article illustrates that in the Finish case, parties not only organize how personal vote-seeking and personalized campaigning is conducted, but they deliberately select local candidates to ensure proper geographical coverage and maximize personal votes. Moreover, as Corentin Poyet’s article shows, the salience parties assign to issues that matter locally can reinforce the MPs’ district responsiveness.

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Article: Chiru, Michail, Corentin Poyet (2021), The Electoral Connection Revisited: Introduction to the Special Issue, Political Studies Review 19(3) 327–333.

ABOUT

Corentin Poyet is an Academy of Finland postdoctoral researcher at Tampere University. His research interests include parliamentary studies, electoral systems and public policy. His work has been published in The Journal of Legislative Studies, Legislative Studies Quarterly and Parliamentary Affairs, among others.

Mihail Chiru

is a Lecturer at the Russian and East European Studies Department, Oxford School of Global and Area Studies, University of Oxford. His main academic interests include legislative behavior and legislative organization, party politics, and electoral studies. His recent work was published in Journal of European Integration, Journal of European Public Policy and Journal of Common Market Studies.

Questions and production

Dr Eliza Kania, PSR/Brunel University London

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PSR Interviews #11: Rethinking Identity in Political Science – an interview with Scott Weiner and Dillon Stone Tatum

We can’t even say what identity is, we can’t truly understand why it’s having an effect on the mediation of power. We often want to make causal arguments in political science, so this gap is a real problem. Having a better framework for talking about identity would help us have smarter discussions about it as political scientists” – say Scott Weiner and Dillon Stone Tatum. Learn about identity, identity politics and its meaning for political science. A fuller analysis of these topics can be found in the PSR article: Rethinking Identity in Political Science.

PSR: What is the most precise definition of identity? And what are its specifics in the field of political science?

Scott Weiner, Dillon Stone Tatum: Identity is essentially our “address” in the social and political world. That’s not a bad definition but it’s vague. In fact, it’s really hard to say exactly what identity is, and that’s why we wrote this piece. This paper found ten different definitions of identity in major political science scholarship over just a 25 year period. And that’s only in political science, not the rest of social science. Different kinds of political science each have great scholarship on identity (we discuss three in the piece), but each kind of identity works totally differently. We can explain precisely why a Prius, a Porsche, and a Model T are all cars, but we can’t say precisely why these three frameworks are all identities. Given how central identity is to political science, that’s a big problem. We’re trying to understand how identity mediates power without knowing what identity is.

You claim that “political scientists lack a common framework for addressing questions about what identity is, how it relates agents with social and political structures, and how it changes over time”. Would a common framework or toolbox benefit social and political science?

Yes, because identity is a central concept of political science. For the most part, our discipline studies why, when, and how some entities get power while others don’t. One way to do that is to look at identities like ethnicity, gender, or nation and see whether being part of one group is a good prediction of getting power or not. But if we can’t even say what identity is, we can’t truly understand why it’s having an effect on the mediation of power. We often want to make causal arguments in political science, so this gap is a real problem. Having a better framework for talking about identity would help us have smarter discussions about it as political scientists. It would also help us create better and more respectful ways of having discussions with and about members of society whose identity is outside of the norm in some way.

In your article, you focused on three dimensions of identity: ethnicity, gender and national identity. Do you consider these three to be the most important dimensions of identity? If so, why?

Ethnicity, gender, and nation are three highly developed subfields of political science with which readers are likely to have familiarity. We picked these three so it would be easier to make our key point that they all work differently, using examples that readers know and to which they can relate. We also are both really fascinated by these particular identities. This paper actually started out as a series of online chat messages about our research, and we realized that our conversations spoke to a larger issue in political science. Our paper is based off a discussion of these three identities but we don’t claim that they’re necessarily the most important. They are, however, very different in how they conceptualize identity, so they happen to be excellent examples of the point we’re making in this paper.

Having a better framework for talking about identity would help us have smarter discussions about it as political scientists

Could you briefly elaborate on your model of elements of identity? How can studying changes and shifts within recognition, visibility and conceptualisation benefit political science?

In considering identity as a political phenomenon, we focused on three elements of identity. First, we focused on recognition—to what degree are one’s identity claims recognized as legitimate by a political community? Second, we looked at visibility—to what degree are attributes associated with one’s identity (i.e., markers of race, gender, ethnicity, etc.) visible and recognizable to others? Third, we considered the issue of conceptualization—to what extent is the identity conceptualized(able) by a socio-political group. The ability to even have debate about terms like “transracialism” are limited, in a sense, by the way we can express identity frames in language in the first place.

Studying shifts is important for understanding the ways that political movements are able to change (or not) social attitudes. The internet’s role, for example, in allowing asexual people to gain more recognition and stronger conceptualization of their identity has implications for LGBTQ+ politics.

You claim that identity is the way we orient ourselves in a given community on the basis of recognizable attributes. What about the identities with dark visibility or low recognition such as in the case of Rachel Dolezal you highlight? Where is the boundary of this debate?

Identity is inherently social and relational—in other words, identity is not just something we can claim about ourselves, it’s something that depends on recognition and visibility. There are two things that the unrecognizable or invisible forms of identity highlight for us: (1) The continuing struggle that some groups and individuals experience in having their lives affirmed by society. It has only been since the 1970s, for instance, that homosexuality was de-pathologized as a psychological diagnosis. Recognition is not a given—it is a site of contentious politics; (2) It allows us to interrogate the why question in regards to non-recognition—in thinking about cases like Rachel Dolezal’s, we were less interested in commenting on the claims she was making than by the conflict that ensued as her identity claims were rejected.

Identity is inherently social and relational—in other words, identity is not just something we can claim about ourselves, it’s something that depends on recognition and visibility.

What are the key contributions your article brings to the field?

The biggest contribution we hope to bring to the field is to create a common frame of reference for diverse research agendas to talk about identity. While identity is a central feature of political research, we found that there were deep sub-disciplinary boundaries that foreclosed dialogue. We want to poke holes in those boundaries, and expand the frontiers of what we can do with a more comprehensive framework.

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Article: Weiner S, Dillon S T (2020), Rethinking Identity in Political Science, Political Studies Review 2021, Vol. 19(3), 464–481.

ABOUT

Scott Weiner is a professorial lecturer in political science at George Washington University. His research focuses on identity politics in the Middle East with a focus on state building, kinship, and gender politics on the Arabian Peninsula. From 2013-2014, he was a Visiting Research Fellow at the American University of Kuwait.

Dillon Stone Tatum is an assistant professor in the Department of Political Science at Francis Marion University. His research focuses on liberalism and world politics, critical security studies, and international political theory.

Questions and production

Dr Eliza Kania, PSR/Brunel University London

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Podcast #15: Normativity in Realist Legitimacy – Ben Cross

“Proponents of realist theories of legitimacy genuinely think that legitimacy is a normative concept. They also hold that their judgments about legitimacy are not instances of applied morality. But if so, how do their judgments about legitimacy, acquire normative force?” asks Ben Cross. In this episode, the author discusses applied morality and political legitimacy: listen about ‘concessive realism’ and ‘naturalist realism’ in the light of political practice.

A podcast is based on a PSR article: Normativity in Realist Legitimacy by Ben Cross.

More: Cross B (202), Normativity in Realist Legitimacy, Political Studies Review 2021, Vol. 19(3) 450–463

Ben Cross is a postdoctoral research fellow in the School of Philosophy at Wuhan University. His research interests include political realism, legitimacy, and critical theory.

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Dr Eliza Kania, Brunel University London

PSR Interviews #10: Houston, We Have a Problem: Enhancing Academic Freedom and Transparency in Publishing Through Post-Publication Debate – an interview with Kristian Skrede Gleditsch

I think it is entirely legitimate for scientists to engage in public and political life, and scientists have much to contribute to policy debates. But scientists should be careful to claim privileges because of their position” – says Professor Kristian Skrede Gleditsch. The issues of “problematic articles”, imperfections of the system of academic publishing and political engagement of scientists in the context of academic freedom discussed in a brilliant and compact analysis by Professor Gleditsch. A fuller analysis of these topics can be found in his PSR article: Houston, We Have a Problem: Enhancing Academic Freedom and Transparency in Publishing Through Post-Publication Debate.

PSR: You discuss coping with problematic articles published within academia. How do you define a “problematic article” and how is that related to academic freedom?

Kristian Skrede Gleditsch: The article mainly discusses articles that people generate controversy, where people flag specific issues as problematic. This could range from the topic itself, the data used, the analysis, or the inferences drawn from data or analysis. There can obviously be main problems in articles or research that are ignored, but my focus here was on how to best deal with controversies, inspired by the debate on the article on “The Case for Colonialism”. Academic freedom is normally defined as the freedom of researchers to pursue research without interference. Research that generates controversy can face additional barriers to publication or open discussion.

What are major myths or misperceptions about common ways of managing controversial publications you’d highlight? How can one avoid political biases during the evaluation process?

Science is always to some degree uncertain, incremental and gradually revised, and should be open to debate. However, in practice, it is often difficult to publish comments on articles, as many journals are reluctant to consider comments on published work. Dialogues are often more informative than monologues, but journals are skewed towards the latter. There is a strong status quo bias, where published work is often left uncontested, and important questions or qualifications often become sidelined. There are many biases that could affect the evaluation process, and I am not convinced that if political biases are more problematic than other biases, even if they are likely to generate more heat. Ultimately, we can only call for all of us as reviewers and editors to try to consider not just whether they agree with or are convinced by something, but whether it is a debate that is worth making public.

Allowing for more debate post-publication would help clarify the sources of disagreement and allow for others to make up their minds about the merits of a contending argument

You argue that “calling for retraction for articles that one disagrees with is clearly problematic on grounds of academic freedom, commonly understood as the right of researchers to have freedom in conducting their research and seeking to publish the results”. What are better approaches to such questions?

Retraction may be appropriate for clear cases of misconduct or fabrication, but it is not an appropriate response to resolving disagreements and risk suppression of research. Allowing for more debate post-publication would help clarify the sources of disagreement and allow for others to make up their minds about the merits of a contending argument. Ultimately post-publication debate can also allow for better science and advancing knowledge.

Are traditional control mechanisms such as peer-review and editorial judgment a sufficient safeguard for academic publishing?

Peer review is a valuable way to evaluate scientific research, but it is not an infallible guide to “truth” or scientific insights. Peer review can both fail to detect important problems, and it may recommend against important contributions that deviate from conventional approaches. For example, Akerlof’s article on the “Markets for Lemons” on the problems in markets with incomplete information was rejected three times before it was published, and Ioannidis in an important article argues that most published findings in medicine are more likely to be wrong. I think it is a mistake to focus too much on keeping out material that we may later find to be incorrect. Sometimes we are unlikely to find out unless something was published, and learning from the past is a key part of scientific progress.

You say, that it is not possible to divorce one’s own political views when conducting research. What is your view on a more complex level of this issue: scientists’ engagement in public/political life?

I think it is entirely legitimate for scientists to engage in public and political life, and scientists have much to contribute to policy debates. But scientists should be careful to claim privileges because of their position. The policy is ultimately a question of objectives, and determining what our objectives ought to often lie outside scientific knowledge per se. For example, science may tell us passive investment on average will provide a higher return than active management, but we may wish for public investment to support other objectives than just maximizing return (i.e., “ethical investments”). Scientists should separate value judgements from claims about means-end relationships.

Science is always to some degree uncertain, incremental and gradually revised, and should be open to debate

You emphasise the significance of a post-publication debate. The other pole of a post-publication article’s trajectory can be a post-publication lawsuit. As, for instance, in this case, where two leading Holocaust historians were accused of defamation. Should courts be places for validating scientific evidence?

I do not think courts are a suitable place for making decisions on scientific debates. It is hard to think of examples where such lawsuits have been helpful, and they appear to most often been dismissed or withdrawn. In 2017, for example, an academic sued the US National Academy of Sciences over a study the criticized his claims over green energy, demanding more than $10 million in damages and retraction, but he ultimately withdrew the lawsuit and may be liable to pay legal costs.

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Article: Skrede Gleditsch K. (2021), Houston, We Have a Problem: Enhancing Academic Freedom and Transparency in Publishing Through Post-Publication Debate, Political Studies Review 2021, Vol. 19(3) 428–434

ABOUT

Kristian Skrede Gleditsch is the Regius Professor of Political Science in the Department of Government at the University of Essex and a research associate at the International Peace Research Institute Oslo (PRIO). His research focuses on conflict, democratization, mobilization, and data development in conflict research. More information about his research can be found at http://ksgleditsch.com/. He has been the chair of the Academic Freedom Committee of the International Studies Association, 2018–2020

Questions and production

Dr Eliza Kania, PSR/Brunel University London

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